Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Ivan Rasmussen | 7118566 | 1 | 11/04/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rachel Leaming Eversole | 5967119 | 1 | 03/29/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Steven Garduno | 6634920 | 1 | 03/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trenton James Grens | 2460818 | 3 | 01/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Careem Ali Robinson | 3178761 | 1 | 04/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ryan Vega | 6290060 | 1 | 02/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Namesha Shanae Werme | 7339250 | 1 | 12/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Joseph Tropiano | 5474284 | 3 | 10/06/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tony Joseph Tropiano | 5474284 | 3 | 08/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Gaunt | 6641128 | 1 | 08/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |