Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maurice Fogel | 1090608 | 1 | 12/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edell | 5002258 | 3 | 10/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Anthony Williams | 6652667 | 1 | 09/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Robert Marsell | 4816620 | 1 | 08/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |