Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Jefferson Wallace | 5443513 | 6 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Marie Applegate | 6118463 | 2 | 04/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Evans | 6366867 | 4 | 04/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Evans | 6366867 | 4 | 01/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Evans | 6366867 | 4 | 03/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Evans | 6366867 | 4 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Everett Lindsay | 6983021 | 5 | 01/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Jo Verheecke | 5620746 | 10 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edell | 5002258 | 2 | 09/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Robert Marsell | 4816620 | 1 | 08/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |