Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Marie Alvarado | 4325168 | 1 | 06/13/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Eugene Sult | 4958475 | 1 | 10/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Trenton James Grens | 2460818 | 3 | 06/02/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |