Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alejandro Jose-Megino Ochoa | 4680212 | 1 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Mauricio Romero | 2486195 | 3 | 04/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William C Casterlin | 4071097 | 1 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Mauricio Romero | 2486195 | 3 | 11/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Mauricio Romero | 2486195 | 3 | 04/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |