Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Keith Norton | 4776196 | 3 | 08/12/2024 | Customer Dispute | Denied | $81,957.00 | $0.00 | See FINRA Report |
| William Lloyd Addison | 6152328 | 1 | 07/27/2023 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Eberst | 2656135 | 3 | 02/19/2020 | Customer Dispute | Denied | $116,139.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Lansink | 4027838 | 1 | 08/26/2016 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Christopher William Lowe | 4164654 | 1 | 03/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terrence Colen | 1929889 | 1 | 01/26/2015 | Customer Dispute | Denied | $8,380.69 | $0.00 | See FINRA Report |
| Johnny Kenard Rutledge | 5507113 | 2 | 09/20/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Mark Howard | 4754385 | 1 | 12/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin James Steffen | 4561532 | 3 | 09/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Eberst | 2656135 | 3 | 07/25/2012 | Customer Dispute | Denied | $49,567.30 | $0.00 | See FINRA Report |