Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Keith Norton | 4776196 | 3 | 08/12/2024 | Customer Dispute | Denied | $81,957.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rowena York Ruff | 2905624 | 1 | 02/08/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Lloyd Addison | 6152328 | 1 | 07/27/2023 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| John Kamel | 7377675 | 6 | 08/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kamel | 7377675 | 6 | 08/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kamel | 7377675 | 6 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kamel | 7377675 | 6 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kamel | 7377675 | 6 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |