Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lynn Deese, Cltc | 4165033 | 1 | 09/16/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Henderson | 1584057 | 1 | 03/27/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Fredrick Tyrrell | 1771530 | 3 | 10/29/2003 | Customer Dispute | Closed-No Action | $81,152.20 | $0.00 | See FINRA Report |