Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Keith Norton | 4776196 | 3 | 08/12/2024 | Customer Dispute | Denied | $81,957.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rowena York Ruff | 2905624 | 1 | 02/08/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Lloyd Addison | 6152328 | 1 | 07/27/2023 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| Johnny Kenard Rutledge | 5507113 | 2 | 01/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Eberst | 2656135 | 3 | 02/19/2020 | Customer Dispute | Denied | $116,139.00 | $0.00 | See FINRA Report |
| Michael Andrew Cohn | 4617830 | 1 | 03/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Alan Rosenstone | 4660262 | 1 | 07/10/2017 | Customer Dispute | Settled | $84,208.80 | $0.00 | See FINRA Report |
| Jeffrey Michael Lansink | 4027838 | 1 | 08/26/2016 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |