Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Warren Armfield | 5494240 | 1 | 07/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard S Reber | 5506442 | 1 | 11/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Christopher Fallin | 5120772 | 1 | 08/25/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Scanlan | 1523335 | 3 | 03/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Steffen | 4561532 | 3 | 03/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Antonio Vince Porretta | 4141550 | 1 | 06/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |