Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Dwayne Olheiser | 4543537 | 5 | 11/11/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brent William Braaksma | 4598650 | 3 | 01/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Martin Ruth | 2466253 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |