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FINRA Broker Disclosures for Cabot Lodge Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 127 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Norman Doiron5305305109/26/2022Customer DisputePending$60,000.00$0.00See FINRA Report
Stephen Pavey Meskan2001506802/14/2022Judgment / Lien$0.00$0.00See FINRA Report
Arben Gecaj2132889308/24/2021Customer DisputePending$414,224.00$0.00See FINRA Report
George Hans Burmann1240237208/09/2021Customer DisputeSettled$7,000.00$0.00See FINRA Report
Stephen Pavey Meskan2001506803/30/2021Judgment / Lien$0.00$0.00See FINRA Report
Stephen Pavey Meskan2001506803/29/2021Judgment / Lien$0.00$0.00See FINRA Report
Joseph Dwayne Olheiser4543537511/25/2020RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Dwayne Olheiser4543537511/11/2020FinancialPending$0.00$0.00See FINRA Report
Jeffrey Scott Sanders2200497610/20/2020Customer DisputeSettled$300,000.00$0.00See FINRA Report
Jeffrey Scott Sanders2200497606/26/2020Customer DisputeSettled$0.00$0.00See FINRA Report

127 Results

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