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FINRA Broker Disclosures for Cabot Lodge Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Randall Bryan Edwards2258337507/15/2019Customer DisputeDenied$16,000.00$0.00See FINRA Report
Thomas Anthony Davis6133435207/12/2016Customer DisputeDenied$14,545.00$0.00See FINRA Report
Randall Bryan Edwards2258337512/15/2014Customer DisputeDenied$183,288.00$0.00See FINRA Report
Mark Edward Urban3238095202/14/2013Customer DisputeDenied$40,000.00$0.00See FINRA Report
Jeffrey Scott Sanders2200497601/11/2010Customer DisputeDenied$103,083.00$0.00See FINRA Report
Brent William Braaksma4598650304/20/2009Customer DisputeDenied$28,657.40$0.00See FINRA Report
Bruce Anthony Ciallella719050708/22/2006Customer DisputeDenied$14,000.00$0.00See FINRA Report
Matthew Howard Fuller2221854201/25/2000Customer DisputeDenied$13,877.20$0.00See FINRA Report
Stephen Pavey Meskan20015061004/02/1998Customer DisputeDenied$0.00$0.00See FINRA Report

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