Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Dwayne Olheiser | 4543537 | 5 | 05/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony Davis | 6133435 | 2 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifford William Shirah | 2767896 | 3 | 01/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Lakis | 2847909 | 1 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Afshin Ensafdaran | 2477403 | 2 | 08/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karl D Leonard | 1542258 | 1 | 12/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Morgan Sword | 827783 | 2 | 10/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Hickman | 1994006 | 3 | 06/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |