Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Allen Johnson | 1964332 | 1 | 05/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Quentin Brodeen | 4568420 | 1 | 02/13/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Gregory Price | 6494690 | 1 | 04/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar A Wade | 2282355 | 1 | 04/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Dwayne Olheiser | 4543537 | 5 | 09/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Wyngaard | 2651188 | 2 | 01/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Wyngaard | 2651188 | 2 | 12/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Dwayne Olheiser | 4543537 | 5 | 11/17/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Jeffrey Brooks | 835586 | 4 | 07/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arben Gecaj | 2132889 | 3 | 03/05/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |