Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabot Lodge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Paul Green | 1391627 | 7 | 10/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Peltier | 2677761 | 5 | 09/17/2002 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |
| Timothy P Bradley | 2112300 | 1 | 04/27/1999 | Customer Dispute | Closed-No Action | $1.00 | $0.00 | See FINRA Report |