Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Munley | 5649726 | 3 | 04/25/2022 | Customer Dispute | Settled | $500.00 | $0.00 | See FINRA Report |
Glenn Charles Wiggle | 2730675 | 4 | 09/21/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Michael Steven Lomas | 2672193 | 5 | 05/07/2013 | Customer Dispute | Settled | $30,800.00 | $0.00 | See FINRA Report |
Stacy Ann Calder | 4336156 | 1 | 06/25/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
James Dale Kraatz | 2102044 | 2 | 06/25/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
Glenn Charles Wiggle | 2730675 | 4 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Michael Steven Lomas | 2672193 | 5 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Jay Robert Blanchard | 4501494 | 1 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Omar Rasmi Shalabi | 2777244 | 3 | 08/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Omar Rasmi Shalabi | 2777244 | 3 | 06/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |