Potomac Analytics' Logo

FINRA Broker Disclosures for Peak Brokerage Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 19 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Munley5649726304/25/2022Customer DisputeSettled$500.00$0.00See FINRA Report
Glenn Charles Wiggle2730675409/21/2015Customer DisputeSettled$500,000.00$0.00See FINRA Report
Michael Steven Lomas2672193505/07/2013Customer DisputeSettled$30,800.00$0.00See FINRA Report
Stacy Ann Calder4336156106/25/2012Customer DisputeSettled$315,000.00$0.00See FINRA Report
James Dale Kraatz2102044206/25/2012Customer DisputeSettled$315,000.00$0.00See FINRA Report
Glenn Charles Wiggle2730675404/04/2011Customer DisputeSettled$100,000.00$0.00See FINRA Report
Michael Steven Lomas2672193504/04/2011Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jay Robert Blanchard4501494104/04/2011Customer DisputeSettled$100,000.00$0.00See FINRA Report
Omar Rasmi Shalabi2777244308/26/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Omar Rasmi Shalabi2777244306/29/2010Customer DisputeSettled$0.00$0.00See FINRA Report

19 Results

Display: