Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Eduardo Harmsen | 2011149 | 2 | 02/11/2019 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Kerry Alan Cox | 1727499 | 1 | 03/10/2017 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Michael Steven Lomas | 2672193 | 5 | 08/15/2016 | Customer Dispute | Denied | $20,886.40 | $0.00 | See FINRA Report |
| Daniel Cleophas Alcide | 3007996 | 4 | 12/03/2015 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Nolan Richard Baker | 2900826 | 2 | 05/07/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Antonio Jesus Oliva | 4151737 | 2 | 06/08/2011 | Customer Dispute | Denied | $69,000.00 | $0.00 | See FINRA Report |
| Gehad Mohamed Youssef | 1945632 | 1 | 09/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Charles Wiggle | 2730675 | 4 | 08/02/2010 | Customer Dispute | Denied | $14,432.30 | $0.00 | See FINRA Report |
| Michael Steven Lomas | 2672193 | 5 | 08/02/2010 | Customer Dispute | Denied | $14,432.30 | $0.00 | See FINRA Report |
| James Dale Kraatz | 2102044 | 2 | 07/13/2010 | Customer Dispute | Denied | $33,124.00 | $0.00 | See FINRA Report |