Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nolan Richard Baker | 2900826 | 2 | 07/15/2024 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Andrew N Dutton | 6869349 | 1 | 12/08/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Timothy Munley | 5649726 | 3 | 12/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Munley | 5649726 | 3 | 04/25/2022 | Customer Dispute | Settled | $500.00 | $0.00 | See FINRA Report |
| Terrel Alan Eisert | 714010 | 2 | 09/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ricardo Eduardo Harmsen | 2011149 | 2 | 02/11/2019 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Kerry Alan Cox | 1727499 | 1 | 03/10/2017 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Michael Steven Lomas | 2672193 | 5 | 08/15/2016 | Customer Dispute | Denied | $20,886.40 | $0.00 | See FINRA Report |
| Daniel Cleophas Alcide | 3007996 | 4 | 12/03/2015 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Glenn Charles Wiggle | 2730675 | 4 | 09/21/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |