Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Burton Ohlemacher | 5759091 | 1 | 07/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ruth Currie Ladas | 6869487 | 3 | 05/07/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeremy Scott Baker | 3244172 | 2 | 02/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Douglas Clair | 1986609 | 2 | 12/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ruth Currie Ladas | 6869487 | 3 | 06/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gregory Lee Petrie | 2720775 | 1 | 11/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Alan Tanker | 2220198 | 1 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |