Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nolan Richard Baker | 2900826 | 2 | 07/15/2024 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Andrew N Dutton | 6869349 | 1 | 12/08/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Shannon Teresa Loughery | 2731436 | 8 | 05/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Munley | 5649726 | 3 | 12/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Teresa Loughery | 2731436 | 8 | 09/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Burton Ohlemacher | 5759091 | 1 | 07/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willie Fred Thompson | 1210785 | 3 | 06/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Munley | 5649726 | 3 | 06/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |