Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Teresa Loughery | 2731436 | 8 | 05/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 01/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 09/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willie Fred Thompson | 1210785 | 3 | 06/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willie Fred Thompson | 1210785 | 3 | 06/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ernesto Guadalupe Mendoza | 6302661 | 1 | 05/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 05/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Louis Schorp | 2858951 | 1 | 01/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |