Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Peter Weschke | 2486324 | 24 | 12/26/2021 | Customer Dispute | Pending | $535,000.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 04/08/2005 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 10/08/1997 | Customer Dispute | Pending | $735,757.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 04/21/1997 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 08/30/1996 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |