Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Hubbard Trowbridge | 1027815 | 1 | 02/03/2014 | Customer Dispute | Denied | $424,467.00 | $0.00 | See FINRA Report |
| John Mark Canada | 1906716 | 9 | 03/28/2005 | Customer Dispute | Denied | $30,310.10 | $0.00 | See FINRA Report |
| John Mark Canada | 1906716 | 9 | 10/12/2004 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 07/20/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| John Mark Canada | 1906716 | 9 | 06/30/2004 | Customer Dispute | Denied | $49,906.40 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 11/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 05/27/2003 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Barry Dewayne Oxford | 2949375 | 4 | 04/23/2003 | Customer Dispute | Denied | $109,000.00 | $0.00 | See FINRA Report |
| John Mark Canada | 1906716 | 9 | 03/31/2003 | Customer Dispute | Denied | $67,446.10 | $0.00 | See FINRA Report |
| Eugene Robert Pender | 1630718 | 3 | 03/20/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |