Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Elton Smith | 2532953 | 13 | 01/10/2002 | Customer Dispute | Award / Judgment | $219,362.00 | $27,000.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 03/02/2000 | Customer Dispute | Award / Judgment | $500,000.00 | $50,000.00 | See FINRA Report |