Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Patrick Roop | 2774470 | 15 | 12/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Wallace King | 1798229 | 6 | 10/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John K Wessels | 2950145 | 14 | 11/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Harlan Wilson | 1337224 | 4 | 01/31/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Hernandez | 4809132 | 1 | 12/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 03/08/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Harlan Wilson | 1337224 | 4 | 12/27/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 10/11/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 06/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Dewayne Oxford | 2949375 | 4 | 11/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |