Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Patrick Roop | 2774470 | 15 | 06/15/2023 | Customer Dispute | Settled | $49,980.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 11/29/2022 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 04/28/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 03/08/2022 | Customer Dispute | Withdrawn | $140,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 12/26/2021 | Customer Dispute | Pending | $535,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 12/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 10/21/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 08/08/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Justin Francis Carlson | 5504307 | 2 | 06/22/2021 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 05/06/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |