Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Rodger Welham | 5725451 | 1 | 10/10/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Meyer Holland | 2298337 | 2 | 07/05/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Mark Canada | 1906716 | 9 | 03/24/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Harlan Wilson | 1337224 | 4 | 09/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vincent Meaglia | 862483 | 27 | 01/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fraser Lawrence Allport | 1242844 | 6 | 01/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fraser Lawrence Allport | 1242844 | 6 | 04/19/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |