Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Philip Raupp | 4079107 | 11 | 06/07/2022 | Customer Dispute | Pending | $225,000.00 | $0.00 | See FINRA Report |
| Matt Branstetter | 2169050 | 2 | 01/05/2022 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| William Aubrey Morrow | 836500 | 14 | 05/27/2020 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jason Lowther | 2606268 | 3 | 02/19/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jasmine Christine Gonzalez | 6941621 | 3 | 06/02/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Neil Lichtenstein | 1877017 | 1 | 05/09/2008 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 08/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |