Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clemont Lee Bevill | 1790971 | 4 | 01/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Eric Erickson | 4400791 | 3 | 06/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 07/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 09/08/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 08/12/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Delmar Vernice McKinney | 1186853 | 8 | 12/19/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven I Balaban | 1380366 | 1 | 08/09/2001 | Customer Dispute | Denied | $6,810.00 | $0.00 | See FINRA Report |
| Marc Harold Slavny | 2515906 | 2 | 01/07/1999 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |