Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Jacob Amrein | 6500740 | 1 | 08/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Kenneth Charley | 6457442 | 1 | 08/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John G Chess | 4812430 | 4 | 12/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauri Ranae Grovich | 2415173 | 3 | 10/05/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Brian Stoltz | 3090535 | 1 | 10/21/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lane Glover | 1647229 | 7 | 12/11/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John G Chess | 4812430 | 4 | 03/07/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clemont Lee Bevill | 1790971 | 4 | 05/04/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |