Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Courtney Josephine Eisenbraun | 7398575 | 3 | 02/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Zimmerman | 7347164 | 4 | 11/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Zimmerman | 7347164 | 4 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Zimmerman | 7347164 | 4 | 09/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Zimmerman | 7347164 | 4 | 09/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Gregory McEwin | 1897192 | 1 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Josephine Eisenbraun | 7398575 | 3 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Josephine Eisenbraun | 7398575 | 3 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lowther | 2606268 | 3 | 02/19/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jasmine Christine Gonzalez | 6941621 | 3 | 06/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |