Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Stuart Scaff | 5281210 | 1 | 07/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Herbert Alston | 5294132 | 3 | 02/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Herbert Alston | 5294132 | 3 | 03/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lane Glover | 1647229 | 7 | 05/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lane Glover | 1647229 | 7 | 10/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Lane Glover | 1647229 | 7 | 09/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |