Our Staff has compiled our research into a database of FINRA Broker Disclosures for Concorde Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Aubrey Morrow | 836500 | 15 | 05/22/2003 | Customer Dispute | Award / Judgment | $400,000.00 | $206,875.00 | See FINRA Report |
| Jason Lowther | 2606268 | 2 | 08/06/1997 | Customer Dispute | Award / Judgment | $13,000.00 | $1,310.00 | See FINRA Report |
| Andrew Zigouras | 1248597 | 4 | 09/09/1995 | Customer Dispute | Award / Judgment | $13,023.00 | $312.88 | See FINRA Report |
| William Aubrey Morrow | 836500 | 15 | 10/05/1994 | Customer Dispute | Award / Judgment | $25,000.00 | $7,000.00 | See FINRA Report |