Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angel Luis Nieves | 5764760 | 1 | 10/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Paul Ward | 2948162 | 3 | 08/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chad David Moseley | 4480167 | 2 | 08/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Wayne Small | 1453704 | 1 | 04/28/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Frane | 1983385 | 1 | 11/29/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas William Spuhler | 2860679 | 1 | 01/28/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Leroy Harrington | 4162327 | 1 | 07/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Preisero | 2871086 | 4 | 02/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Ettaro | 1656737 | 2 | 11/12/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Giuseppe Imbriano | 4243205 | 1 | 06/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |