Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amanda Kaye Tetzlaff | 5131837 | 1 | 03/09/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelsey Mariah Moore | 6100197 | 1 | 08/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Rosado | 7521849 | 2 | 07/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Enrique Rosado | 7521849 | 2 | 07/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Witherspoon | 4023952 | 1 | 05/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis D Jackson | 6147348 | 1 | 08/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Wayne Culver | 6397592 | 1 | 04/19/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin J Malay | 5530962 | 2 | 07/30/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Paul Alvarez | 6157140 | 2 | 06/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Preisero | 2871086 | 4 | 12/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |