Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John P Franzino | 4734949 | 1 | 10/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy Marie Corbat | 4376124 | 1 | 06/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcus James Wernke | 6431882 | 1 | 05/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrisha Lee | 1624182 | 2 | 05/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David E Rogers | 5141236 | 1 | 02/27/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Neal Owen | 1449043 | 1 | 11/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Martin Cannon | 3122979 | 6 | 06/25/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Bruce Bowen | 4259436 | 1 | 02/09/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Kim Hunter | 1597555 | 3 | 03/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Blair Bryant | 1959796 | 1 | 09/04/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |