Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Hawley Tapping | 6237297 | 2 | 07/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Brandon | 5423055 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Luis Nieves | 5764760 | 1 | 10/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 14 | 08/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Youngsoon Choi | 5664900 | 1 | 04/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Paul Claypool | 1815124 | 1 | 02/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jake Christopher O'Banion | 4592009 | 1 | 06/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Hawley Tapping | 6237297 | 2 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Jacob Thole | 6411653 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Wilson | 7049977 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |