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FINRA Broker Disclosures for Ameritas Investment Company, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 113 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ivar Norman Jones2729076206/01/2022Customer DisputeSettled$12,000.00$0.00See FINRA Report
Tobin Carl Hoffmann1705687212/06/2021Customer DisputePending$250,000.00$0.00See FINRA Report
David Butler Wentz2165965111/17/2021Customer DisputeSettled$95,000.00$0.00See FINRA Report
Jason Paul Ward2948162308/30/2021Customer DisputeDenied$100,000.00$0.00See FINRA Report
Brandon Anderson Bowman4871073204/26/2021Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Amy Rogers Blodgett2226903103/22/2021Customer DisputeAward / Judgment$39,851.60$20,102.80See FINRA Report
Russell Thomas Stellfox3243548101/15/2021Customer DisputeSettled$146,628.00$0.00See FINRA Report
Gary Elroy Barth2466996412/19/2019Customer DisputeSettled$600,000.00$0.00See FINRA Report
Randal William Studer1446083103/13/2019Customer DisputeDenied$100,000.00$0.00See FINRA Report
James Michael Kar1686774203/12/2019Customer DisputeSettled$3,000,000.00$0.00See FINRA Report

113 Results

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