Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Paul Ward | 2948162 | 3 | 08/30/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Randal William Studer | 1446083 | 1 | 03/13/2019 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
David Eric Small | 2004483 | 1 | 05/10/2018 | Customer Dispute | Denied | $28,393.50 | $0.00 | See FINRA Report |
Daniel Joseph Scholz | 1266467 | 1 | 05/10/2018 | Customer Dispute | Denied | $23,086.30 | $0.00 | See FINRA Report |
Brian John Anderson | 4023809 | 1 | 11/21/2017 | Customer Dispute | Denied | $17,357.00 | $0.00 | See FINRA Report |
Ivar Norman Jones | 2729076 | 2 | 10/04/2016 | Customer Dispute | Denied | $58,938.40 | $0.00 | See FINRA Report |
Glenn Eugene Kendall | 2564653 | 3 | 08/04/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Dale Larue Dent | 2033957 | 1 | 04/03/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Tobin Carl Hoffmann | 1705687 | 2 | 02/22/2016 | Customer Dispute | Denied | $37,077.10 | $0.00 | See FINRA Report |
Kirk Dudley Dobson | 4049865 | 1 | 04/08/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |