Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Joanne Petretto | 3210670 | 9 | 12/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Powers | 2367198 | 3 | 08/10/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hans R Sharma | 1920833 | 1 | 02/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Powers | 2367198 | 3 | 10/21/2022 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| David Anthony Reo | 2113425 | 4 | 09/14/2022 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Luis Manuel Espinoza | 4474528 | 2 | 07/20/2021 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Edward Simpson | 2944158 | 1 | 08/19/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Avery Mercer | 813556 | 1 | 11/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Howell | 4757297 | 4 | 08/04/2015 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 04/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |