Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Read | 2254224 | 3 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harrison Chi Chang | 4183646 | 1 | 04/29/2024 | Customer Dispute | Pending | $550,000.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 03/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Joanne Petretto | 3210670 | 9 | 12/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Paulding Thomas | 2231234 | 10 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Marie Powers | 2367198 | 3 | 08/10/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Julian Rodriguez | 5900531 | 2 | 04/13/2023 | Customer Dispute | Pending | $35,555.00 | $0.00 | See FINRA Report |
| Devika Kamboh | 4077007 | 3 | 03/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hans R Sharma | 1920833 | 1 | 02/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |