Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Carl Willer | 2263899 | 3 | 12/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Sharpe | 2217080 | 5 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Dunnett | 2693001 | 2 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Isaac | 2287287 | 5 | 01/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Sanders | 6031142 | 2 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roland F Chicas | 2712639 | 2 | 06/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Isaac | 2287287 | 5 | 06/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Matthew McArdle | 7324896 | 1 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James H van Epps | 844958 | 1 | 01/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 08/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |