Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Ryan Sharpe | 2217080 | 5 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Thomas Dunnett | 2693001 | 2 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Larry Sanders | 6031142 | 2 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Roland F Chicas | 2712639 | 2 | 06/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Matthew McArdle | 7324896 | 1 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Michael Catanzaro | 1609777 | 1 | 06/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Jeffery Fogelman | 2463163 | 3 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Zaven Andrew Yarumian | 1124759 | 4 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Zaven Andrew Yarumian | 1124759 | 4 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Santini | 6129815 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |