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FINRA Broker Disclosures for Innovation Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 76 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Harrison Chi Chang4183646104/29/2024Customer DisputePending$550,000.00$0.00See FINRA Report
Scott Lawrence Olson711256803/29/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Mary Joanne Petretto3210670912/26/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Shannon Marie Powers2367198308/10/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Julian Rodriguez5900531204/13/2023Customer DisputePending$35,555.00$0.00See FINRA Report
Hans R Sharma1920833102/24/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Shannon Marie Powers2367198310/21/2022Customer DisputeSettled$210,000.00$0.00See FINRA Report
David Anthony Reo2113425409/14/2022Customer DisputeSettled$350,000.00$0.00See FINRA Report
Michael Barrows2933260808/02/2022Customer DisputeAward / Judgment$0.00$1,035,360.00See FINRA Report
Eric John Ludovico2932082108/02/2022Customer DisputeAward / Judgment$0.00$1,035,360.00See FINRA Report

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