Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Milton Lee Watson | 2777404 | 5 | 01/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Scott Thornburg | 5706940 | 1 | 07/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Liska | 2374477 | 4 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Blair Thompson | 5120504 | 1 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessica Leigh Rowald | 6099031 | 1 | 07/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Guenter E Bergmann | 1263668 | 1 | 07/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Filiaggi | 5060129 | 3 | 07/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Jerome Grant | 4468407 | 4 | 10/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Millard | 711705 | 1 | 09/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Reo | 2113425 | 4 | 03/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |