Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Duane Mundt | 5652696 | 2 | 07/23/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 07/11/2024 | Customer Dispute | Pending | $412,372.00 | $0.00 | See FINRA Report |
| Justin Duane Mundt | 5652696 | 2 | 05/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 04/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 04/08/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 04/08/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 03/25/2024 | Customer Dispute | Pending | $221,904.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 03/01/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 03/01/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 03/01/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |