Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Horn | 2579003 | 2 | 11/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Konskier | 6140951 | 1 | 09/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Barrett Schilling | 2609469 | 4 | 04/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Thure Gustafson | 2082956 | 2 | 01/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Thure Gustafson | 2082956 | 2 | 01/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Thomas Layton | 1618414 | 3 | 09/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Skip Massengill | 1005189 | 3 | 03/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Edward Scott | 1636317 | 1 | 09/30/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bobby Kyle Cowand | 2317710 | 5 | 08/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |