Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lloyd Thomas Layton | 1618414 | 3 | 10/24/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dan Holzer | 5779187 | 2 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward van Meter | 4557517 | 3 | 08/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Holzer | 5779187 | 2 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |