Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Diane Lander | 6321163 | 2 | 05/31/2022 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Noah D Wertheimer | 4907880 | 2 | 11/14/2019 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 11/22/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 06/13/2006 | Customer Dispute | Closed-No Action | $24,466.00 | $0.00 | See FINRA Report |
| David Sylvan Cooper | 2422262 | 1 | 02/28/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |